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FINRA Awards for KCD Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0404408/03/2011Claimant(s): Michael Opp
Claimant Lawyers(s): Otto K. Hilbert
Respondent(s): KCD Financial.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Marc H. Schtul
Hearing Site: Denver, CO
10-0216106/10/2011Claimant(s): KCD Financial.
Claimant Lawyers(s): T. Wickham Schmidt
Respondent(s): James Hintz, Steven Salzman, American Beacon Partners.
Respondent Lawyers(s): Michael C. Barrows, Peter B. Shaeffer
Arbitrator(s): David J. Hase, Howard N. Rubin, Michael Davin Fischer
Hearing Site: Milwaukee, WI

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