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FINRA Awards for KCD Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0276711/10/2021Claimant(s): Beverly R. McCullough, Thomas W. McCullough
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): KCD Financial.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): William A. Fynes, Mary Elizabeth Skelnik, Melissa Nycole Hearon
Hearing Site: Dallas, TX
Checkmark IconExpungement
20-0149610/02/2020Claimant(s): Ermirjona Kekempanos, Larry Kekempanos
Claimant Lawyers(s): Larry E. Kekempanos
Respondent(s): Randall Heller, KCD Financial.
Respondent Lawyers(s): David Scott Wilson
Arbitrator(s): David H. White
Hearing Site: Chicago, IL
Checkmark Icon$300
17-0064808/22/2018Claimant(s): Robert Price, Robert Alan Price, IRA
Claimant Lawyers(s): Theodore C. Houdek
Respondent(s): KCD Financial.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Lawrence R. Maxwell, James W. Kerr, Christian Dennie
Hearing Site: Dallas, TX
Checkmark IconExpungement

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