Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02890 | 08/06/2024 | Claimant(s): Jay Brown Claimant Lawyers(s): George C. Miller Respondent(s): Arete Wealth Management Respondent Lawyers(s): Joshua Rogers Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 23-01755 | 01/29/2024 | Claimant(s): Bryan Wilczewski Claimant Lawyers(s): George C. Miller Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 21-00468 | 09/14/2021 | Claimant(s): Tim Chen Claimant Lawyers(s): George C. Miller Respondent(s): M. S. Howells & Co. Respondent Lawyers(s): Robert L. Hill Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-00418 | 10/18/2018 | Claimant(s): Scott MacDonald Claimant Lawyers(s): George C. Miller Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA |