FINRA Awards for Empire Asset Management Company

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00899	10/13/2016	Claimant(s): Clifford Murray Claimant Lawyers(s): Alexander Rayskin Respondent(s): Empire Asset Management Company Respondent Lawyers(s): Barry M. Bordetsky Arbitrator(s): Jack Friedman, Noah D. Sorkin, Amy Banet Hearing Site: New York, NY
14-00992	07/30/2015	Claimant(s): Empire Asset Management Company Claimant Lawyers(s): Anthony G. Mango Respondent(s): Respondent Lawyers(s): Arbitrator(s): Anthony Michael Sabino Hearing Site: New York, NY
10-05139	05/26/2011	Claimant(s): Empire Asset Management Company Claimant Lawyers(s): Anthony G. Mango Respondent(s): Nicholas Dito Respondent Lawyers(s): Nicholas C. Dito Arbitrator(s): Irwin Kahn Hearing Site: New York, NY