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FINRA Awards for Mark Goldwasser

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0257902/08/2019Claimant(s): Mark Goldwasser
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Clive I. Morrick
Hearing Site: New York, NY
06-0400008/27/2008Claimant(s): Caroline Rothstein, Craig Gould, Shelton Shefferman, Steven Rothstein, Steven A. Rothstein C/F Natalie Rothstei, Nancy Rothstein IRA, Steven A. Rothstein IRA
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): Mark Goldwasser
Respondent Lawyers(s): Givonna L. Long
Arbitrator(s): Donald M. Thompson, Lisa A Randall-Haag, Adrian E. Mazar
Hearing Site: Chicago, IL

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