FINRA Awards for Stuart Updegrove

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00173	10/31/2022	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily A. Hayes Arbitrator(s): Eugene G. P. Byrne, Mark Joseph Hyland Hearing Site: New York, NY
22-00003	10/07/2022	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli Arbitrator(s): Peter A. Goldman Hearing Site: New York, NY
22-00171	10/06/2022	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily A. Hayes Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone Hearing Site: New York, NY
20-03146	08/23/2021	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
20-02454	08/19/2021	Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily Hayes Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT