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FINRA Awards for William F. Dugan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0206206/18/2019Claimant(s): Daniel Abilevitz
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Citigroup Global Markets., Citibank N.A.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John Caracciolo, Barry Stephen Spector, Howard Alan Grinsberg
Hearing Site: New York, NY
15-0018607/12/2017Claimant(s): Jose Valencia
Claimant Lawyers(s): Glen R. Gaffney
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): Thomas F. Mahoney, Eugene N. Halladay, Roger Keith MacDougall
Hearing Site: Chicago, IL
10-0214302/14/2012Claimant(s): Rebecca Vandusen
Claimant Lawyers(s): Schuyler D. Geller
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John F Fennig, Richard R. Bicek, Jerome Arthur Connolly
Hearing Site: Chicago, IL
08-0079206/08/2009Claimant(s): John Ingels
Claimant Lawyers(s): John A. Dienner
Respondent(s): Margaret Adams, DWS Scudder Distributors.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John N. Chapin, Lawrence Tepper, Robert B. Schmidt
Hearing Site: Chicago, IL

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