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FINRA Awards for Victoria Liccione

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0220502/07/2024Claimant(s): Andrea McKinley
Claimant Lawyers(s): Eric Spengler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stephen Dellinger
Arbitrator(s): Lisa Bass Morris, Daniel F. Piar, Victoria Liccione
Hearing Site: Charlotte, NC
20-0361506/13/2022Claimant(s): Larry Cabrera
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Victor L. Hayslip
Arbitrator(s): Mollie Wagner Neal, Robert Paul Michaud, Victoria Liccione
Hearing Site: Charlotte, NC
20-0225208/26/2021Claimant(s): James Womack
Claimant Lawyers(s): Michael E. Ciochina
Respondent(s): Luke McKelvy
Respondent Lawyers(s): Connie M. Fickel
Arbitrator(s): Mary E. Woytek, Bruce Wayne Campbell, Victoria Liccione
Hearing Site: Charlotte, NC

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