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FINRA Awards for Victoria Liccione

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0074210/13/2023Claimant(s): Thomas Lomascolo
Claimant Lawyers(s): Thomas Lomascolo
Respondent(s): Robinhood Financial.
Respondent Lawyers(s): Richard J. Davis
Arbitrator(s): Victoria Liccione
Hearing Site: Charlotte, NC
Checkmark Icon$0
22-0294806/21/2023Claimant(s): Nancy Everidge
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Britt Wright, Iris Israel, James Woods, Oppenheimer & Co.., Julie Jones, Michael Mooney, Penny Flippen, Livingston Group Asset Management
Respondent Lawyers(s): Britt Franklin Wright, Iris Cecelia Israel, James Wallace Woods, John J. Woods, Julie Adelle Jones, Michael Jeremiah Mooney, Penny Gail Flippen, William E. Mahoney
Arbitrator(s): Charles L.A. Terreni, Victoria Liccione, Sharon Lanette Ervin
Hearing Site: Charlotte, NC
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