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FINRA Awards for Joseph Vaccaro

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0020610/17/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Joseph Vaccaro, Fusion Analytics Securities LLC
Respondent Lawyers(s): David Richan, Joseph Marc Vaccaro
Arbitrator(s): Julian F. Santos, Caryl D. Feldmann, Peter C. Salerno
Hearing Site: New York, NY
10-0144102/13/2013Claimant(s): Joseph Vaccaro
Claimant Lawyers(s): Ruthann G. Niosi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Sam Antar, Arthur H. Sobel, Lester Scott Garfinkel
Hearing Site: New York, NY

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