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FINRA Awards for Michael G. Shannon

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091402/20/2019Claimant(s): Trenchant Funds USA LLC
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles B. LaChaussee
Arbitrator(s): Michael G. Shannon, Roger B. Jacobs, Amy Jill Baranoff
Hearing Site: New York, NY
09-0284802/18/2010Claimant(s): William Ortner
Claimant Lawyers(s): Jonathan S. Shapiro
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kevin B. Leblang
Arbitrator(s): Michael G. Shannon, Linda R. Alpert, Kinchen C. Bizzell
Hearing Site: New York, NY
07-0087008/26/2009Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Daniel Branower
Respondent(s): Richard Sonkin
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): David N. Brainin, Michael G. Shannon, William G. Binckes
Hearing Site: New York, NY

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