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FINRA Awards for Gregory G. Wille

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0194309/25/2017Claimant(s): Adam Ausloos
Claimant Lawyers(s): Adam Ausloos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Gregory G. Wille, Mark A. Frankel, Charles Craig Howard
Hearing Site: Milwaukee, WI
11-0441709/24/2014Claimant(s): James Engelbrecht
Claimant Lawyers(s): James M. Engelbrecht
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael S. Matek, Gregory G. Wille, Mark A. Frankel
Hearing Site: Milwaukee, WI
08-0241501/19/2010Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Todd Funk
Respondent Lawyers(s): Sherry Coley
Arbitrator(s): Gregory G. Wille, Florence Z. Enders, Scott Stauffer
Hearing Site: Milwaukee, WI

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