FINRA Awards for Matthew C. Plant

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00554	09/28/2023	Claimant(s): Brenda Blisk, Spire Investment Partners, Spire Securities, Spire Wealth Management Claimant Lawyers(s): Matthew C. Plant Respondent(s): Cecile Hult, Dianne Nolin, Eric Ashburn, Joseph Gallemore, Argent Bridge Advisors Respondent Lawyers(s): Kate E. DiGeronimo Arbitrator(s): Patricia H. Latham, Jonathan Edward Levine, Jay N. Lazrus Hearing Site: Washington, DC
21-01174	10/26/2021	Claimant(s): TD Ameritrade. Claimant Lawyers(s): Michael R. Greco Respondent(s): Konstantinos Pagiazitis Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
18-00333	10/09/2018	Claimant(s): Melanie Folstad Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Jane C. Carney Hearing Site: Washington, DC
18-01003	08/27/2018	Claimant(s): Randall Sandstrom Claimant Lawyers(s): Paul J. Bazil Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC
14-00048	11/06/2014	Claimant(s): Robert Loftus Claimant Lawyers(s): Robert E. Loftus Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Matthew C. Plant Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY