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FINRA Awards for Peter D. Steinbroner

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0208311/07/2011Claimant(s): Marc Oliver
Claimant Lawyers(s): Marc A. Oliver
Respondent(s): Burke Dambly, James Gregath, James Walsh, Private Asset Holdings., Select Capital Corporation
Respondent Lawyers(s): Burke A. Dambly
Arbitrator(s): Peter D. Steinbroner, James M. Goldberg, William Lee Krantz
Hearing Site: Los Angeles, CA
09-0004703/29/2010Claimant(s): S. L. Reed & Company, Windward Capital Management Co.
Claimant Lawyers(s): Daniel K. Dik
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): Blaine Smith, J. Jean Elliott, Peter D. Steinbroner
Hearing Site: Los Angeles, CA
07-0262809/02/2008Claimant(s): Evan Bedell
Claimant Lawyers(s): C. Robert Peterson
Respondent(s): Viney Singal, Silver Pacific Advisors
Respondent Lawyers(s): Suvinder S. Ahluwalia
Arbitrator(s): David M. Seidner, Philip H. Marmurowski, Peter D. Steinbroner
Hearing Site: Las Vegas, NV

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