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FINRA Awards for Irene C. Warshauer

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0117508/25/2014Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Yvonne Owens
Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli
Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
12-0159610/05/2012Claimant(s): Euna Shim
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): SG Americas Securities
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY

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