Potomac Analytics' Logo

FINRA Awards for Barbara A. Johannessen

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0119004/14/2016Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): John Marsh
Respondent(s): Sadeer Jamil
Respondent Lawyers(s): John A. Hubbard
Arbitrator(s): John F. Burns, Barbara A. Johannessen, Eugene Halsey Bosart
Hearing Site: Detroit, MI
13-0272304/09/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason K. Roberts
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): James P. McLaughlin
Arbitrator(s): Barry Goldman, Barbara A. Johannessen, Anthony Allen Mogle
Hearing Site: Detroit, MI

2 Results

Display: