FINRA Awards for Eplanning Securities.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 6 out of 6 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02736	06/15/2021	Claimant(s): Damian Dering Claimant Lawyers(s): Benjamin Winograd Respondent(s): Eplanning Securities. Respondent Lawyers(s): Corporate Officer Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA
18-04325	09/19/2019	Claimant(s): Alexandro Filippini, Iaian Filippini Claimant Lawyers(s): Steve Young Respondent(s): Eplanning Securities. Respondent Lawyers(s): Joseph Ehrlich Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
18-02773	09/05/2019	Claimant(s): Scott Hultsman Claimant Lawyers(s): Amir Tadjedin Respondent(s): Eplanning Securities. Respondent Lawyers(s): Timothy A. Menezes Arbitrator(s): James R. Dickson, Jonathan H. Krotinger, Michael Lancaster Garcia Hearing Site: San Francisco, CA
18-04379	08/26/2019	Claimant(s): Alexandro Filippini, Iaian Filippini Claimant Lawyers(s): Michael Bessette Respondent(s): Eplanning Securities. Respondent Lawyers(s): Joseph Ehrlich Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
18-02775	04/11/2019	Claimant(s): Scott Hultsman Claimant Lawyers(s): Amir Tadjedin Respondent(s): Eplanning Securities. Respondent Lawyers(s): Timnothy A. Menezes Arbitrator(s): Linda M. McCoy, Peter H. Daly, John J. Fitzpatrick Hearing Site: San Francisco, CA
11-02066	03/05/2013	Claimant(s): Brian Lureen Claimant Lawyers(s): Ian J. Frimet Respondent(s): Eplanning Securities. Respondent Lawyers(s): Timothy A. Menezes Arbitrator(s): Robert F. Sanville Hearing Site: Philadelphia, PA