Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03523 | 11/02/2020 | Claimant(s): Joseph Roop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legg Mason Wood Walker, Wells Fargo Clearing Services, Kalos Capital., Banc of America Investment Services Inc. Respondent Lawyers(s): Alan M. Wolper, Demian J. Betz, Gretchen Klebasko, Sarah K. Yates Arbitrator(s): Richard H. Potter Hearing Site: Charlotte, NC | ||
| 19-03093 | 08/17/2020 | Claimant(s): Gary Padussis Claimant Lawyers(s): Michael P. Shaw Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 17-00865 | 08/17/2017 | Claimant(s): Howard Mirvis Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Legg Mason Investor Services Respondent Lawyers(s): Gretchen Klebasko Arbitrator(s): Vicky L. Orem Hearing Site: Baltimore, MD |