Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-03489 | 03/27/2017 | Claimant(s): James Robertson Claimant Lawyers(s): Mike Aduddell Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jack D. Ballard Arbitrator(s): Larry J. Sklar, Brian James Tagtmeier, Julie Marie Miller Hearing Site: Houston, TX | ||
| 16-02646 | 03/08/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Lejo Abraham Respondent Lawyers(s): Lejo Abraham Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 16-01885 | 12/27/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jose Landin Respondent Lawyers(s): Jose A. Landin Arbitrator(s): Michael Louis Goldstone Hearing Site: Houston, TX | ||
| 16-02028 | 11/14/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Emilio Guajardo Respondent Lawyers(s): Emilio Guajardo Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 14-02755 | 05/07/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): David Palmer Respondent Lawyers(s): David Palmer Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 14-00920 | 08/01/2014 | Claimant(s): Wachovia Securities Financial Network Claimant Lawyers(s): Jack D. Ballard Respondent(s): Rhonda Matthews Respondent Lawyers(s): Rhonda J. Matthews Arbitrator(s): Thomas D. Nagle Hearing Site: Houston, TX | ||
| 12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan Claimant Lawyers(s): Peter B. Sloss Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc. Respondent Lawyers(s): Jack D. Ballard, James Fornari Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan Hearing Site: New Orleans, LA | ||
| 12-04060 | 04/21/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Bill Callis Respondent Lawyers(s): Kenneth A. Zimmern Arbitrator(s): James M. Tipton, William D. Connally, Philip I. McConnell Hearing Site: Dallas, TX | ||
| 13-01372 | 03/12/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): Jaime Morales Respondent Lawyers(s): Jaime Morales Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | ||
| 12-00910 | 11/25/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jack D. Ballard Respondent(s): James Lewis Respondent Lawyers(s): Peter A. Cantwell Arbitrator(s): Herb Schwartz, Mary Margaret Bush, Douglas J. Pavese Hearing Site: Reno, NV |