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FINRA Awards for Ronald A. Lavery

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0333712/18/2008Claimant(s): J.P. Turner & Company, L.L.C., Regal Securities.
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Intelligentias.
Respondent Lawyers(s): Ian Rice
Arbitrator(s): Ronald A. Lavery, Charles A. Ferris, Allan H. Marx
Hearing Site: Chicago, IL
07-0221607/03/2008Claimant(s): Howe Barnes Hoefer & Arnett.
Claimant Lawyers(s): David T.B. Audley
Respondent(s): Ronald Smith
Respondent Lawyers(s): Paul J. Sussman
Arbitrator(s): Ronald A. Lavery
Hearing Site: Chicago, IL
06-0134104/07/2008Claimant(s): Mark Frommer
Claimant Lawyers(s): William J. Serritella
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons
Hearing Site: Chicago, IL
07-0001702/22/2008Claimant(s): John Terzis
Claimant Lawyers(s): John J. Lynch
Respondent(s): Joseph Johnson
Respondent Lawyers(s): John S. Burke
Arbitrator(s): Ronald A. Lavery, Phillips M. Montross, Elsa Mannarelli Miller
Hearing Site: Chicago, IL

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