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FINRA Awards for Lucia Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0015601/18/2024Claimant(s): Robert Binkowski
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Lucia Securities
Respondent Lawyers(s): Tiy O'Neal
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
21-0038212/17/2021Claimant(s): Scot Fairchild
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lucia Securities
Respondent Lawyers(s): Tiy O'Neal
Arbitrator(s): Milton N. Gross
Hearing Site: Las Vegas, NV
18-0216712/13/2018Claimant(s): Raymond Lucia
Claimant Lawyers(s): Robert Moses
Respondent(s): Lucia Securities, Llc
Respondent Lawyers(s): Viktoria Palermo CCO
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA

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