FINRA Awards for David G. Pittinos

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00472	10/31/2017	Claimant(s): David Bass Claimant Lawyers(s): John Stewart Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Kimberly Gustafson Arbitrator(s): David G. Pittinos, Alvin Abraham Simon, Nanci Sondra Landy Hearing Site: Boca Raton, FL
17-00893	10/11/2017	Claimant(s): Matthew Shafer Claimant Lawyers(s): John D. Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): David G. Pittinos, Richard S. Herman, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL