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FINRA Awards for Jeffrey Axelrad

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0050001/23/2023Claimant(s): Hai Xu
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Baltimore, MD
20-0256004/13/2021Claimant(s): E. Marsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Washington, DC

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