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FINRA Awards for Jeffrey Axelrad

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0325707/27/2022Claimant(s): Ashok Aiyappa, Varalakshmi Aiyappa
Claimant Lawyers(s): Ashok Aiyappa
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn B. Rockwood
Arbitrator(s): Mary E. Woytek, Karen L. Crump-Wilson, Jeffrey Axelrad
Hearing Site: Washington, DC
Checkmark Icon$0
16-0095508/31/2017Claimant(s): Heath Marell, James Marell, Susan Marell
Claimant Lawyers(s): Matt Simmons
Respondent(s): Mark Plummer, Texas E&P Partners.
Respondent Lawyers(s): Charles W. Gameros
Arbitrator(s): Karen L. Crump-Wilson, Christopher M. McMurray, Jeffrey Axelrad
Hearing Site: Washington, DC
Checkmark Icon$299,772

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