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FINRA Awards for David William Russell

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0053212/29/2016Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David Russell
Respondent(s): Richard Comeau
Respondent Lawyers(s): Michael C. Deutsch
Arbitrator(s): Raymond Nardo, Doris Lindbergh, Linda J. Baer
Hearing Site: New York, NY
09-0246812/01/2010Claimant(s): David Russell
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Anthony Vitanza, Jacqueline W. Marshall, Ronald Ripstein
Hearing Site: Buffalo, NY

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