FINRA Awards for David William Russell

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-02189	11/14/2007	Claimant(s): John Rauch Claimant Lawyers(s): Mark E. Maddox Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Anne N. Deprez Arbitrator(s): Lawrence W. Arness, David William Russell, Tim D. Bachus Hearing Site: Indianapolis, IN		$100,300
05-06260	08/02/2007	Claimant(s): Lorraine Caveness Claimant Lawyers(s): Philip D. Sever Respondent(s): Daniel Bookout Respondent Lawyers(s): Daniel Scott Bookout Arbitrator(s): Lawrence W. Arness, Tim V. Young, David William Russell Hearing Site: Indianapolis, IN		$298,659