FINRA Awards for Jack B. Golden

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
09-01179	09/28/2010	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tricia Landry Respondent Lawyers(s): Brian D. Rich Arbitrator(s): Roger L. Crossland, Steven R. Rolnick, Jack B. Golden Hearing Site: Hartford, CT
09-02038	12/22/2009	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kevin Carroll Respondent Lawyers(s): Brian D. Rich Arbitrator(s): Jack B. Golden Hearing Site: Hartford, CT
08-00485	10/17/2008	Claimant(s): Deborah Galarneau Claimant Lawyers(s): Rufus E. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart T. Rebish Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden Hearing Site: Boston, MA
08-00320	08/15/2008	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward B. Magarian Respondent(s): Johan Leffler Respondent Lawyers(s): Johan W. Leffler Arbitrator(s): Jack B. Golden Hearing Site: Hartford, CT