20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR
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20-00494 | 08/12/2020 | Claimant(s): Alexander Skabry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY
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19-01962 | 02/18/2020 | Claimant(s): Jahanguir Azodi Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc, Cetera Advisors LLC Respondent Lawyers(s): Jeremy Carr, Shelley Davenport Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO
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18-02430 | 03/01/2019 | Claimant(s): Jonathan Pyne Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN
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17-02492 | 04/24/2018 | Claimant(s): Fred Hamsayeh Claimant Lawyers(s): Owen Harnett Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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17-01960 | 04/06/2018 | Claimant(s): John Long Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Gerald W. Hepp Hearing Site: Des Moines, IA
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