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FINRA Awards for Francis Mitchell

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0372012/22/2021Claimant(s): Francis Mitchell
Claimant Lawyers(s): Francis G. Mitchell
Respondent(s): Christopher Frattini, Gregory Hatzimichael, Mozart Prudent
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Elizabeth Gilbert, David I. Goldblatt, Robert Morris
Hearing Site: New York, NY
15-0003005/18/2018Claimant(s): Francis Mitchell
Claimant Lawyers(s): Gerald S. Berkowitz
Respondent(s): Charles Reiling, Matthew Rakerd, Coastal Equities.
Respondent Lawyers(s): Charles S. Fax
Arbitrator(s): Joseph J. Arata, Thomas Michael Gandolfo, Jason Scott Eveleth
Hearing Site: New York, NY
14-0215012/30/2015Claimant(s): Gregory Martino
Claimant Lawyers(s): Philip M. Halpern
Respondent(s): Charles Reiling, Francis Mitchell, Michael Donnelly, Coastal Equities.
Respondent Lawyers(s): Dana S. Gloor, Daniel J. Donovan, Francis G. Mitchell
Arbitrator(s): Henry F. Minnerop, Alice E. Winkler, David J. Weisenfeld
Hearing Site: New York, NY

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