FINRA Awards for Donald M. Thompson

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02684	07/09/2021	Claimant(s): Charles Lawless Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mesirow Financial. Respondent Lawyers(s): Jeffrey Levine Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL
20-02452	04/09/2021	Claimant(s): Daniel O'Halloran Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Barron Chase Securities Inc. Respondent Lawyers(s): Robert T. Kirk Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL
19-02661	05/07/2020	Claimant(s): Patricia Loris Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Laurel A. Whelan Arbitrator(s): Donald M. Thompson Hearing Site: Chicago, IL
18-02179	12/11/2019	Claimant(s): Mark Munizzi Claimant Lawyers(s): Steven P Gomberg Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Donald M. Thompson, Craig D. Cook, Lisa M. Krimen Hearing Site: Chicago, IL
06-04000	08/27/2008	Claimant(s): Caroline Rothstein, Craig Gould, Shelton Shefferman, Steven Rothstein, Steven A. Rothstein C/F Natalie Rothstei, Nancy Rothstein IRA, Steven A. Rothstein IRA Claimant Lawyers(s): Jonathan M Cyrluk Respondent(s): Mark Goldwasser Respondent Lawyers(s): Givonna L. Long Arbitrator(s): Donald M. Thompson, Lisa A Randall-Haag, Adrian E. Mazar Hearing Site: Chicago, IL