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FINRA Awards for Gary Padussis

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0309308/17/2020Claimant(s): Gary Padussis
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Elisabeth Kratka, Gretchen Klebasko
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
15-0054309/13/2017Claimant(s): Gary Padussis
Claimant Lawyers(s): Edward P. McDermott
Respondent(s): Richard Horn
Respondent Lawyers(s): Margaret L. Watson
Arbitrator(s): David Paul Clark, Steven Irving Platt, Jonathan David Rogers
Hearing Site: Baltimore, MD
13-0166110/27/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Francis X. Dee
Respondent(s): Gary Padussis
Respondent Lawyers(s): E. Patrick McDermott
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley
Hearing Site: Baltimore, MD

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