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FINRA Awards for Thomas Giugliano

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0150511/04/2009Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Thomas Giugliano
Respondent(s): Shahriar Sabi
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Martin Mushkin
Hearing Site: New York, NY
05-0532211/11/2008Claimant(s): Ehrenkrantz King Nussbaum
Claimant Lawyers(s): Anthony Ottimo
Respondent(s): Anthony Ottimo, Edward Short, George Tamborello, Robert Ciaccio, Thomas Giugliano, Thomas O'Neill, Empire Financial Group Inc.
Respondent Lawyers(s): George M. Tamborello, Neil S. Baritz, Robert M. Bursky
Arbitrator(s): Henry F. Minnerop, Carroll E. Neesemann, Michael E. Silverman
Hearing Site: New York, NY
01-0563809/12/2007Claimant(s):
Claimant Lawyers(s):
Respondent(s): Anthony Ottimo, Jack Najarian, Michael Ward, Thomas Giugliano, William Odenthal
Respondent Lawyers(s): Catania Facher, Michael Ward, Robert M. Bursky
Arbitrator(s):
Hearing Site: New York, NY
01-0586909/12/2007Claimant(s): Anthony Ottimo, Thomas Giugliano
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Jack Najarian, Michael Ward, William Odenthal
Respondent Lawyers(s): Jack G. Najarian, Michael Ward, William J. Odenthal
Arbitrator(s): William J. Crowe, Madelon M. Rosenfeld, Eugene M. Schloss
Hearing Site: New York, NY

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