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FINRA Awards for Gregory R. Banasz

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0060610/26/2009Claimant(s): Royal Alliance Associates.
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Joseph Scarborough
Respondent Lawyers(s): Ramsay M. Whitworth
Arbitrator(s): Walter Peterson, Robert T. Reeves, Gregory R. Banasz
Hearing Site: Baltimore, MD
08-0361810/01/2009Claimant(s): Ameriprise Financial Services., Ameriprise Financial.
Claimant Lawyers(s): John L. Einstein
Respondent(s): Martin Smith
Respondent Lawyers(s): Musa L. Eubanks
Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark
Hearing Site: Baltimore, MD
08-0253907/02/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Schuler
Respondent Lawyers(s): Michael Schuler
Arbitrator(s): C. Gregory Ellison, Gregory R. Banasz, Jason William Gaarder
Hearing Site: Baltimore, MD

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