Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01956 | 02/12/2015 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Kevin Cloutier Respondent(s): Ritchey Wetzel Respondent Lawyers(s): Ritchey Wetzel Arbitrator(s): Albert J. Haller Hearing Site: Kansas City, MO | ||
| 13-02273 | 07/17/2014 | Claimant(s): Thomas Hake Claimant Lawyers(s): Joan M Swartz Respondent(s): Ethan Rush, Ronald Klimas, Securities Service Network. Respondent Lawyers(s): J. Christopher Wehrle, Ronald T. Klimas, Ronald T. Klimas Chief Compliance Arbitrator(s): Albert J. Haller Hearing Site: St. Louis, MO |