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FINRA Awards for Mario H. Metzger

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0041411/07/2022Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Mario H. Metzger, Michael Harrison, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
16-0003908/18/2017Claimant(s): Joseph Focil
Claimant Lawyers(s): Augusto Focil
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): David J. Anderson, Mario H. Metzger, Michael R. Diliberto
Hearing Site: Los Angeles, CA
09-0462004/22/2010Claimant(s): Peter Schiff, Euro Pacific Capital.
Claimant Lawyers(s): Debra L. Fischer
Respondent(s): Charles Hanlon
Respondent Lawyers(s): Charles Patrick Hanlon
Arbitrator(s): Mario H. Metzger, Glen W. Hanne, Christopher William Shaw
Hearing Site: Los Angeles, CA
04-0860512/10/2007Claimant(s): James Murray
Claimant Lawyers(s): Michael Blumenfeld
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Stephen Brixey, Donald S. Simons, Mario H. Metzger
Hearing Site: Los Angeles, CA

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