FINRA Awards for RBC Capital Markets Corporation

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-04146	02/19/2008	Claimant(s): Victor Silano Claimant Lawyers(s): Laurent S. Drogin Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): David J. Butler Arbitrator(s): Thomas E. Duggan, David R. Bolnick, Michael L. Moran Hearing Site: New York, NY
06-02146	02/14/2008	Claimant(s): Stifel, Nicolaus & Co.., Frank Whiteside, Robert Andresen, Stephen Jusick Claimant Lawyers(s): Jeffrey J. Kalinowski, Robert Novack Respondent(s): RBC Capital Markets Corporation Respondent Lawyers(s): Scott J. Vold Arbitrator(s): Robert S. Getman, Simone A. Muscarnera, Paul R. Walsh Hearing Site: Newark, NJ
06-04500	10/22/2007	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): John R. Jacobson Respondent(s): Timothy Forsman Respondent Lawyers(s): Kenneth R. Jones Arbitrator(s): David N. Burn, Allen S. Bjork, Lovella L. Richardson Hearing Site: Nashville, TN
05-04046	10/10/2007	Claimant(s): RBC Capital Markets Corporation Claimant Lawyers(s): Donald S. Arbour Respondent(s): James Taylor Respondent Lawyers(s): Charles W. Hill Arbitrator(s): Richard L. Oates, E. Steve Scales, Lori Beth Kamen Hearing Site: Memphis, TN