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FINRA Awards for Mesirow Financial.

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0228809/13/2023Claimant(s): John Baccich, Kevin Gaddi, Robert Gaddi, Steven Finnk
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Michael S. Matek, Gregory G. Gocek, William Popper
Hearing Site: Chicago, IL
20-0268407/09/2021Claimant(s): Charles Lawless
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): Jeffrey Levine
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
18-0078702/28/2019Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): William M. Koziol
Hearing Site: Chicago, IL
17-0253903/16/2018Claimant(s): Norman Schlismann
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): Jeffrey Levine
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
08-0165205/06/2010Claimant(s): Mesirow Financial Holdings., Mesirow Financial Invesment Managment,, Mesirow Financial.
Claimant Lawyers(s): Scott Vold
Respondent(s): David Copeland, Neal Price, Strategic Wealth Partners
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Doris H. Geck, Richard J. Belmonte, Debra J. Tucker
Hearing Site: Chicago, IL
07-0150601/07/2008Claimant(s): Mesirow Financial.
Claimant Lawyers(s): A. Brad Busscher
Respondent(s): John Holoubek
Respondent Lawyers(s): John Francis Holoubek
Arbitrator(s): Daniel Baruch Lidawer
Hearing Site: Chicago, IL

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