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FINRA Awards for Mesirow Financial.

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0413405/21/2021Claimant(s): Urban Financial Advisory Corporation
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Daniel R. Formeller
Hearing Site: Chicago, IL
Checkmark Icon$300
20-0128909/09/2020Claimant(s): Gail Levee, The Gail Levee Trust
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Jennifer Rosenblum, Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Elliott Finkel, Joseph C. Watson, Sean Anthony Richardson
Hearing Site: Los Angeles, CA
Checkmark Icon$0
06-0164507/09/2008Claimant(s): Gail Wasserman, Wexler Meat Co. Profit Sharing Trust
Claimant Lawyers(s): Elliot M. Samuels
Respondent(s): Barry Rosenberg, Mesirow Financial.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Jeffrey W. Finke, Robert B. Schmidt, Nicolaus Bruns
Hearing Site: Chicago, IL
Checkmark Icon$0

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