| 20-02036 | 12/07/2020 | Claimant(s): Francis Clement
Claimant Lawyers(s): Francis James Clement
Respondent(s): Northwestern Mutual Investment Services
Respondent Lawyers(s): Thomas K. Anderson
Arbitrator(s): Kathleen Hoey Gorr, Corinne A. Cox, Clifford C. Rohde
Hearing Site: Rochester, NY
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| 17-01567 | 10/19/2018 | Claimant(s): Audra Olsen
Claimant Lawyers(s): Benjamin J. Casilio
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): Joyce Diane Campbell Priveterre
Hearing Site: Rochester, NY
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| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
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| 08-02821 | 05/20/2009 | Claimant(s): Shukri Dayeh
Claimant Lawyers(s): George S. Mehallow
Respondent(s): M & T Securities.
Respondent Lawyers(s): Sean D. Ronan
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Rochester, NY
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| 08-03572 | 04/01/2009 | Claimant(s): Gary Kornbluh
Claimant Lawyers(s): Gary Kornbluh
Respondent(s): M & T Securities.
Respondent Lawyers(s): Maureen W. Sullivan
Arbitrator(s): John J. Duval
Hearing Site: Rochester, NY
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| 08-02256 | 02/12/2009 | Claimant(s): Trident Partners Ltd.
Claimant Lawyers(s): Joshua B. Summers
Respondent(s): Robert Obracanik
Respondent Lawyers(s): Robert Michael Obracanik
Arbitrator(s): Richard F. Dziedziula
Hearing Site: Rochester, NY
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