FINRA Awards for David Ruckno

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03192	11/24/2021	Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC
20-03198	09/30/2021	Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC
20-03197	07/19/2021	Claimant(s): David Ruckno Claimant Lawyers(s): Mark Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC