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FINRA Awards for Scott R. Shewan

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0277012/10/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio
Hearing Site: Las Vegas, NV
11-0191201/30/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Casey
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): James C. Morrow
Hearing Site: Kansas City, MO
05-0501812/08/2008Claimant(s): Jason Laney
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Christohper A. Stecher
Arbitrator(s): Juleanne A. Thiebaut, Mary H. Evans
Hearing Site: San Francisco, CA

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