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FINRA Awards for James J. Gadarowski

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0321409/16/2013Claimant(s): Prudential Annuities Distributors
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Eric J. Dec
Arbitrator(s): Richard Slavin, Alice Holly Oshins, James J. Gadarowski
Hearing Site: Hartford, CT
10-0564209/04/2013Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners.
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski
Hearing Site: Hartford, CT
10-0552301/31/2012Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Angelo Carlone
Respondent Lawyers(s): Andrew W. Krevolin
Arbitrator(s): Steven R. Rolnick, Harry N. Mazadoorian, James J. Gadarowski
Hearing Site: Hartford, CT

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