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FINRA Awards for John Kenneth Popham

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0154403/15/2024Claimant(s): Kerry Norwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VALIC Financial Advisors.
Respondent Lawyers(s): Kathryn D. Perrault
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
23-0169412/07/2023Claimant(s): Russell Samples
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
20-0193411/25/2022Claimant(s): Jack Thomas
Claimant Lawyers(s): W. D. Masterson
Respondent(s): USAA Investment Services Company
Respondent Lawyers(s): David W. Erb
Arbitrator(s): James W. Kerr, John Kenneth Popham, Brian Patrick Ashley
Hearing Site: Dallas, TX
21-0198410/14/2022Claimant(s): Alice Sundberg
Claimant Lawyers(s): W. D. Masterson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher S. Koller
Arbitrator(s): John Kenneth Popham, James Ellis, John Martin Lynch
Hearing Site: Dallas, TX

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