Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
14-02207 | 07/15/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Laura J. Starr Respondent(s): Respondent Lawyers(s): Arbitrator(s): Monroe Mitchel, Michael D Felton, John H. Claudy Hearing Site: Boca Raton, FL | ||
12-03286 | 06/11/2014 | Claimant(s): Federico Hernandez Claimant Lawyers(s): Harold D. Vicente Respondent(s): UBS Financial Services Inc. of P.R. Respondent Lawyers(s): Peter G. Neiman Arbitrator(s): Nancy J. Cliff, Gerald Silverman, John H. Claudy Hearing Site: San Juan, PR | ||
13-03013 | 05/14/2014 | Claimant(s): David Lugo Claimant Lawyers(s): Roberto Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Nancy J. Cliff, Jerrold Levine, John H. Claudy Hearing Site: San Juan, PR |