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FINRA Awards for Ira N. Glauber

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0072111/08/2023Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Christopher Armstrong, Randall Kiefner
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Jeffrey Alan Helewitz, Jeffrey Zuckerman, Serge Krimnus
Hearing Site: Jersey City, NJ
12-0176704/10/2013Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Julie Sheppard
Respondent Lawyers(s): Julie Lynn Sheppard
Arbitrator(s): Bernard A. Becker
Hearing Site: Miami, FL
11-0085602/16/2012Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): William Bentley
Respondent Lawyers(s): William B. Bentley
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
10-0477103/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Ira N. Glauber
Respondent(s): Denise Rocchio
Respondent Lawyers(s): Denise Rocchio
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY

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