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FINRA Awards for Bradley Glasman

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0246103/08/2019Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
18-0009402/13/2019Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
17-0246204/06/2018Claimant(s): Bradley Glasman
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Brandon S. Reif
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA

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