Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais Claimant Lawyers(s): Brandon S. Reif Respondent(s): Concorde Investment Services Respondent Lawyers(s): Corporate Office Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone Hearing Site: Bismarck, ND | ||
| 20-02211 | 03/17/2021 | Claimant(s): Christopher Burque Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Kathy A. Tatone Hearing Site: Minneapolis, MN | ||
| 13-03590 | 11/28/2014 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Brian Murphy Respondent(s): Respondent Lawyers(s): Arbitrator(s): Kathy A. Tatone, Robert D. Lawson, Mary Ellen McGinnis Hearing Site: Minneapolis, MN | ||
| 12-03507 | 11/26/2013 | Claimant(s): US. Bancorp Investments. Claimant Lawyers(s): Rena Andoh Respondent(s): Respondent Lawyers(s): Arbitrator(s): Richard A. Mosman, Kenneth O. Fossey, Kathy A. Tatone Hearing Site: Minneapolis, MN | ||
| 11-00874 | 08/16/2011 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Robert Brooks Respondent Lawyers(s): Robert Jay Brooks Arbitrator(s): Kathy A. Tatone Hearing Site: Minneapolis, MN |