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FINRA Awards for David Richan

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0020610/17/2014Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Leo Kogan
Respondent(s): Joseph Vaccaro, Fusion Analytics Securities LLC
Respondent Lawyers(s): David Richan, Joseph Marc Vaccaro
Arbitrator(s): Julian F. Santos, Caryl D. Feldmann, Peter C. Salerno
Hearing Site: New York, NY
11-0409103/01/2013Claimant(s): Brian Redican, Bryan Glass, Jordon Havens
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): David Richan
Arbitrator(s): Harold I. Geringer, Adam M. Kauff
Hearing Site: New York, NY

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