Potomac Analytics' Logo

FINRA Awards for W. Sean Kelleher

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0320008/30/2017Claimant(s): John Bach, Michael Fink
Claimant Lawyers(s): Elliot R. Good, Will Bach
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Michael Ungar
Arbitrator(s): Benjamin B. Segel, Susan K. Hollenbach, W. Sean Kelleher
Hearing Site: Columbus, OH
12-0233610/08/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Melissa L. Zujkowski
Respondent(s): Brent Markley
Respondent Lawyers(s): John M. Gonzales
Arbitrator(s): Peter L. Pointer, W. Sean Kelleher, Carol M. Stoner
Hearing Site: Columbus, OH
09-0713502/22/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Richard Costa
Respondent Lawyers(s): Michael J. McShea
Arbitrator(s): W. Sean Kelleher, Elena M. Colianni, George H. Perich
Hearing Site: Pittsburgh, PA
08-0352204/14/2009Claimant(s): Financial Network Investment Corporation, Homeland Credit Union
Claimant Lawyers(s): John P. Thomas
Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial.
Respondent Lawyers(s): James K. Cutright
Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans
Hearing Site: Columbus, OH
06-0108610/21/2008Claimant(s): Jeffrey Geiger
Claimant Lawyers(s): Christopher R. Pettit
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): W. Sean Kelleher, Larry P. Larsen, Richard R. Edmister
Hearing Site: Columbus, OH

5 Results

Display: