Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00981 | 02/06/2019 | Claimant(s): Charles Cutler Claimant Lawyers(s): James O'Brien Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Michael P. O'Mullan Arbitrator(s): Francis Carling Hearing Site: New York, NY | ||
| 13-00260 | 10/01/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Payne L. Templeton Respondent(s): James O'Brien IRA, The James E. O'Brien MD Separate Propert Respondent Lawyers(s): James O'Brien Arbitrator(s): Elizabeth A. Copley, Vincent J. Natoli, Marvin B. Karelitz Hearing Site: Los Angeles, CA | Expungement |